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Household Collateral Calculation

Taxable-account collateral methodology

The system reviews all taxable accounts, maps each holding to its Orion Product Sub Type, applies the corresponding credit percentage to market value, and adds 100% of custodial cash held in taxable accounts.

HH Collateral Credit = Σ(Holding Market Value × Credit %) + Custodial Cash in Taxable Accounts
Product Sub-TypeCredit %Price FloorWait
Account Balance0%
ADR50%
Agency Bond80%
Call0%
Called Bond0%
Cash or Equivalent100%
CD0%
Closed End Fund50%$3.00
Common Stock50%$3.00
Corporate Bond70%
Currency0%
ETF50%
Exchange Traded Note50%
Fixed Annuity0%
Fixed Rate Capital Security0%
Foreign Bond50%
Foreign Bond - USD50%
Foreign Stocks50%$3.00
Hedge Fund0%
Hybrid Debt Security0%
Limited Partnership0%
Loan0%
Municipal Bond75%
Mutual Fund50%30d
Other0%
Preferred ADS50%$3.00
Preferred Stock50%$3.00
Principal Paydown0%
Private Equity0%
Put0%
Real Estate0%
REIT50%$3.00
Royalty Trust50%$3.00
Shares/Units0%
TIPS90%
Treasury Bond90%
UIT0%
Undefined0%
Underlying Fund0%
Variable Annuity0%
Variable Preferred Stock50%$3.00
VUL0%
Warrants/Rights0%